Credit Suisse Compliance Specialist in Control Room # 111027 in Wroclaw, Poland

Chief Compliance and Regulatory Affairs division in Wroclaw is looking for a talented individual to join Research Clearance and Chaperone team within Control Room function. You will become a member of a dynamic team and receive close insights in a global Bank and the way the Bank is internally steered, as well as how risks are measured. You will be responsible for growing variety of tasks:

  • Review of Equity Research Reports and other market publications against reputational and regulatory issues.

  • Control of the flow of information between Research and Investment Banking departments to minimize the risk of unauthorized dissemination of material non-public information and to protect the independence of Research analysts.

  • Maintenance of the insider list reporting tool, including regular updates of the persistent insider lists.

  • Providing compliance advise to Research and Investment Banking.

  • Communicating with Research Analysts, Bankers and Compliance Officers to resolve potential breaches of Information Barrier Policies and Procedure.

  • Implementing trading and research restrictions in conjunction with Credit Suisse policies.

  • Closely liaising with the Global Control Room Officers in London, Zurich, Hong Kong and New York.

  • Identification of risks and contribution to the ongoing development of Control Room processes.

Open to discussing flexible/agile working.

  • You have 2-4 years of relevant experience in banking, finance or compliance.

  • You demonstrate deep knowledge of the financial services industry and securities market.

  • You hold a university degree, preferably in economics/law.

  • You have a good understanding of financial services regulatory environment and you are willing to perform in a control function.

  • You possess strong analytical skills and attention to details.

  • You are fluent in English.

  • You have very good Microsoft Office skills.

  • You have excellent communication skills with an ability and confidence to discuss issues at senior level.

  • You can work well and seamlessly within a team and independently.

  • You are exact, resilient and precise in your work.

  • You are a self-starter, motivated for professional development.

Our benefit

  • Private medical care

  • Life insurance

  • Pension plan

  • Charity days

  • Training and development

  • Internal Mobility

Other optional

  • Language training cours

  • Mentoring

  • Family – nursery and kindergarten funding, gift vouchers for Christmas

  • Parking allowance

  • Health promotion: Multisport card, sporting events and groups within Credit Suisse (skiing trips, football team, running team, tennis training course etc.)

  • Employee discounts on various products and services (event tickets, consumer products, etc.)

  • Relocation package

  • Employee Referral Program

  • Flexible work schedule and working from home (home office)

If you apply for this role this means you agree with the following statement:

“Through my application for a role with Credit Suisse (Poland) sp. z.o.o. (the Company) I hereby authorize the Company to process my personal data for the purposes of job recruitment. Furthermore I declare that I am aware of the voluntary submission of data and I am informed about the right to access the data and the right to correct it, pursuant to the Personal Data Protection Act of 29 August 1997 (Journal of Laws [Dz.U] No. 133, item 883)”. I authorize Company to process my personal data for future recruitment processes.

Furthermore, I authorize Credit Suisse Group AG and its’ affiliates, Taleo (UK) Limited, cut-e AG Kleiner Burstah 12 and milch & zucker The Marketing & Software Company AG to process my personal data.

Credit Suisse and affiliates registration details.-

Credit Suisse (Poland) sp. z.o.o Registered office - 1 Icchoka Lejba Pereca street, 00 - 849 Warsaw

Credit Suisse Group AG Registered office - Paradeplatz 8, 8001 Zurich, Switzerland and its’ affiliates

Taleo (UK) Limited Registered office - 78-586 Chiswick High Road, London W4 5RP, United Kingdom,

Cut-e AG Kleiner Burstah 12 Registered office - 20457 Hamburg, Germany and

Milch & Zucker The Marketing & Software Company AG Registered office - Küchlerstraße 1, 61231 Bad Nauheim “

Title: Compliance Specialist in Control Room # 111027

Location: Poland-Wroclaw-Wroclaw

Requisition ID: 111027